Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Margiotto is a financial professional with over 15 years of experience in the financial services industry. Frank is currently registered with Fidelity Brokerage Services LLC as a General Securities Representative and has previously held similar roles with firms such as Charles Schwab & Co., Inc., Pershing Advisor Solutions LLC, and UBS Securities LLC. Frank is licensed to conduct business in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/10/2015 - Present
Fidelity Brokerage Services LLC (JERSEY CITY NJ)
NY
05/13/2009 - 02/23/2015
CHARLES SCHWAB & CO., INC. (NEW YORK CITY NY)
NJ
04/27/2007 - 04/17/2009
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
NY
08/16/2006 - 04/18/2007
UBS SECURITIES LLC (NEW YORK NY)
NJ
04/05/2006 - 07/07/2006
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
BC
Issued 08/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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