Unclaimed
Frank Steven Battaglia is a financial professional with over 20 years of experience in the financial services industry. Frank is currently registered with Farmers Financial Solutions, LLC in Illinois and holds Series 6, Series 63, and SIE licenses. Frank's primary focus is on providing investment advice and guidance to individuals and families. Frank is committed to helping clients achieve their financial goals through personalized financial planning and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/26/2002 - Present
Farmers Financial Solutions, LLC (CHICAGO IL)
BC
Issued 07/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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