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Frank Stephen Sparger

Stonex Advisors Inc.

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About Frank Stephen Sparger

Frank Sparger is a financial advisor with Stonex Advisors Inc. based in Birmingham, AL. Frank has been in the industry since 1988, and has worked for several firms over the years. Frank is a registered Investment Advisor Representative (IAR) in North Carolina. In addition to his work with Stonex, Frank also has other business interests, including Sparger Investments and the Stanly Community College Foundation. Frank specializes in a variety of areas, including financial planning, portfolio management, and pension consulting. Frank is committed to providing personalized financial advice and helping clients achieve their financial goals.

Firm Information

Frank Sparger is currently registered with Stonex Advisors Inc.. Stonex Advisors Inc. is a Registered Investment Advisor (RIA) based in Birmingham, Alabama with a strong national presence. They provide financial planning and consulting services to individuals, businesses, and charitable organizations. Stonex manages over $4.5 billion in assets, with a dedicated team of over 200 licensed agents, investment advisor representatives, and registered representatives.
Stonex Advisors Inc.

2 PERIMETER PARK SOUTH

BIRMINGHAM, AL 35243

$4.52B

Assets Under Management

48

Total Clients

241

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting services

Financial consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Sparger’s Registration & Firm History

AL

08/05/2017 - Present

Stonex Advisors Inc. (BIRMINGHAM AL)

NC

04/06/2010 - 06/26/2017

CAPITAL GUARDIAN, LLC (ALBERMARLE NC)

NC

08/15/2008 - 03/29/2010

GUNNALLEN FINANCIAL, INC (ALBEMARLE NC)

NC

09/20/1988 - 07/31/2008

EDWARD JONES (ALBEMARLE NC)

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Licenses & Designations

IA

Issued 12/19/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/21/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Frank Stephen Sparger. Review regulatory record here.
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