Unclaimed
Frank Sparger is a financial advisor with Stonex Advisors Inc. based in Birmingham, AL. Frank has been in the industry since 1988, and has worked for several firms over the years. Frank is a registered Investment Advisor Representative (IAR) in North Carolina. In addition to his work with Stonex, Frank also has other business interests, including Sparger Investments and the Stanly Community College Foundation. Frank specializes in a variety of areas, including financial planning, portfolio management, and pension consulting. Frank is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
08/05/2017 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
NC
04/06/2010 - 06/26/2017
CAPITAL GUARDIAN, LLC (ALBERMARLE NC)
NC
08/15/2008 - 03/29/2010
GUNNALLEN FINANCIAL, INC (ALBEMARLE NC)
NC
09/20/1988 - 07/31/2008
EDWARD JONES (ALBEMARLE NC)
IA
Issued 12/19/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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