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Frank Stephen Petrone

PNC Investments

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About Frank Stephen Petrone

Frank Petrone is a registered representative with PNC Investments in Millburn, New Jersey. Frank has been in the financial services industry since February 1984. Frank has passed a number of securities exams including the Series 63, Series 65, Series 7, and Series 55, along with the SIE exam. Frank has been registered with PNC Investments since January 2004. Prior to joining PNC Investments, Frank worked at J.J.B. HILLIARD, W.L. LYONS, INC., Atlantic Group Securities, Inc., and Rickel & Associates, Inc.

Firm Information

Frank Petrone is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Petrone’s Registration & Firm History

NJ

01/08/2004 - Present

PNC Investments (MILLBURN NJ)

KY

12/10/1999 - 01/07/2004

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

NJ

09/02/1997 - 12/08/1999

ATLANTIC GROUP SECURITIES, INC. (MILLBURN NJ)

NY

02/16/1984 - 08/29/1997

RICKEL & ASSOCIATES, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/06/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/10/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/15/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Stephen Petrone.
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