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Frank Stephen Hiegel

Heritage Asset Managers, Inc.

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About Frank Stephen Hiegel

Frank Stephen Hiegel is an investment advisor representative with Heritage Asset Managers, Inc. Frank has been in the industry for over 40 years. Frank holds a Series 65 license (Uniform Investment Adviser Law Examination) and a Series 63 license (Uniform Securities Agent State Law Examination). Frank also has a Series 12, Series 4, and Series 00 license. Frank has worked at Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association and T. J. Raneys & Sons, Inc. Frank's other business is K &F HIEGEL LLC, OWNER, INVESTMENTS.

Firm Information

Frank Hiegel is currently registered with Heritage Asset Managers, Inc.. Heritage Asset Managers, Inc. is an investment advisor based in [Location of main office]. The firm provides portfolio management services to individuals, corporations and charitable organizations. They manage approximately $74.6 million in assets.

$74.60M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio consultation

Portfolio consultation

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets for consult only accounts

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Frank Hiegel’s Registration & Firm History

AR

05/20/2018 - Present

Heritage Asset Managers, Inc. (LITTLE ROCK AR)

AR

06/01/2009 - 04/20/2018

MORGAN STANLEY (LITTLE ROCK AR)

AR

07/31/1993 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (LITTLE ROCK AR)

NY

08/26/1992 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

01/27/1983 - 07/08/1992

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

02/08/1982 - 09/28/1983

FRANK S. HEIGEL & CO.

NA

09/17/1982 - 02/03/1983

ARKOMA MANAGEMENT CO.

NA

12/31/1974 - 02/10/1982

T. J. RANEY & SONS, INC.

NA

06/06/1969 - 02/04/1975

RANEY SECURITIES COMPANY INC

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Licenses & Designations

IA

Issued 02/06/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/17/1979

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/19/1983

Series 12 - NYSE Branch Manager Examination

BC

Issued 12/05/1981

Series 4 - Registered Options Principal Examination

BC

Issued 04/26/1971

Series 00 - General Securities Principal Examination

BC

Issued 04/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/1983

Series 15 - Foreign Currency Options Examination

BC

Issued 04/28/1983

Series 5 - Interest Rate Options Examination

BC

Issued 04/20/1983

Series 3 - National Commodity Futures Examination

BC

Issued 12/16/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 5 public disclosures for Frank Stephen Hiegel. Review regulatory record here.
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