Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Stephen Freni is a financial advisor with over 15 years of experience in the financial services industry. Frank is a Certified Financial Planner and a Chartered Financial Consultant, and has been registered with Wells Fargo Clearing Services, LLC since 2015. Frank has experience working with a wide range of clients, including high-net-worth individuals, families, businesses, and institutions. Frank provides a comprehensive range of financial services, including financial planning, investment management, and retirement planning. Frank is committed to providing personalized financial advice and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/08/2020 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
NV
09/15/2017 - 11/12/2018
CHARLES SCHWAB & CO., INC. (HENDERSON NV)
MA
08/27/2015 - 08/09/2017
WELLS FARGO CLEARING SERVICES, LLC (WORCESTER MA)
AZ
01/09/2015 - 08/10/2015
HD VEST INVESTMENT SERVICES (Gilbert AZ)
MA
01/31/2014 - 12/19/2014
HD VEST INVESTMENT SERVICES (EAST BOSTON MA)
MA
06/08/2012 - 02/10/2014
LPL FINANCIAL LLC (BOSTON MA)
MA
01/14/2008 - 06/15/2012
OPPENHEIMER & CO. INC. (BOSTON MA)
MA
09/05/2007 - 09/07/2007
VANGUARD CAPITAL (BOSTON MA)
IA
Issued 09/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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