Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Nightingale is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Phoenix, Arizona. Frank has been in the financial services industry since 1984 and has a strong track record of helping clients achieve their financial goals. Frank is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, 7, and 63 licenses. Frank has a wide range of experience in the financial services industry, including working with high-net-worth individuals, corporations, and other businesses. Frank is committed to providing personalized financial advice to each of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/09/2018 - Present
Stifel, Nicolaus & Company, Inc. (PHOENIX AZ)
AZ
07/01/2003 - 11/14/2018
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
NY
11/30/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
02/06/1998 - 12/12/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NJ
01/24/1994 - 02/18/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
09/04/1990 - 02/02/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
02/14/1990 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NY
03/22/1984 - 03/05/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BC
Issued 03/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1984
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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