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Frank Sorbara

Sutter Securities Inc.

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About Frank Sorbara

Frank Sorbara is a financial professional with over 24 years of experience in the securities industry. Frank is currently registered with Sutter Securities Inc. in Boca Raton, FL. Previously, Frank was registered with BOUSTEAD SECURITIES, LLC, WESTPARK CAPITAL, INC., and JOSEPH STEVENS & COMPANY, INC.. Frank holds several industry licenses and designations including Series 63, Series 10, Series 9, Series 24, SIE, and Series 7. Frank is registered in 33 states and the District of Columbia.

Firm Information

Frank Sorbara is currently registered with Sutter Securities Inc.. Sutter Securities Inc. is a corporation that was formed on July 22, 1992. They are registered in all 50 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Sorbara’s Registration & Firm History

FL

01/17/2021 - Present

Sutter Securities Inc. (Boca Raton FL)

FL

01/15/2021 - 08/29/2024

BOUSTEAD SECURITIES, LLC (Boca Raton FL)

FL

04/29/2008 - 01/25/2021

WESTPARK CAPITAL, INC. (BOCA RATON FL)

NY

08/27/2004 - 04/30/2008

JOSEPH STEVENS & COMPANY, INC. (MELVILLE NY)

NY

09/12/1995 - 10/31/2001

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 09/10/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/06/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/01/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Sorbara.
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