Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Sanchez is a financial advisor with over 25 years of experience in the industry. Frank is currently registered with MAI Capital Management, LLC in Newport Beach, CA. Frank provides financial planning and investment management services to individuals, families, businesses, and institutions. Frank is a Certified Financial Planner™ and Chartered Financial Consultant®. Frank has a strong commitment to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
CA
10/26/2020 - Present
MAI Capital Management, LLC (Newport Beach CA)
CA
03/21/2018 - 09/18/2020
BANCWEST INVESTMENT SERVICES, INC. (NEWPORT BEACH CA)
CA
11/15/2016 - 03/16/2018
COMERICA SECURITIES (COSTA MESA CA)
CA
06/23/2005 - 09/23/2016
FIDELITY BROKERAGE SERVICES LLC (MISSION VIEJO CA)
MA
09/25/2003 - 06/08/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/12/1995 - 09/12/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/06/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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