Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Salvatore Sorrentino is a financial professional with over 10 years of experience in the financial industry. Frank is currently registered with Stephens and is licensed to offer financial advice in Arkansas and New York. Before joining Stephens, Frank was employed by Keefe, Bruyette & Woods, Inc. and Finpro Capital Advisors, Inc. Frank holds several licenses and qualifications, including Series 7, Series 79, Series 63, and SIE. Frank specializes in offering a wide range of financial services, including portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/28/2019 - Present
Stephens (NEW YORK NY)
NY
01/25/2016 - 07/12/2019
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NJ
05/21/2012 - 07/17/2015
FINPRO CAPITAL ADVISORS, INC. (Gladstone NJ)
BC
Issued 12/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/14/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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