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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Ronald Sites is an investment advisor representative with Cetera Investment Advisers LLC, with over 50 years of experience in the financial industry. Sites has been registered as an investment advisor representative with Cetera Investment Advisers LLC since 2014 and has been registered with various other firms including LPL FINANCIAL LLC, ASSOCIATED SECURITIES CORP. and ROYAL ALLIANCE ASSOCIATES, INC.. Frank Sites has a diverse background in financial services and has a broad range of experience in helping individuals and businesses achieve their financial goals. Frank Ronald Sites is a registered investment advisor representative in multiple states including California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/21/2024 - Present
Cetera Investment Advisers LLC (SANTA ROSA CA)
CA
09/08/2009 - 12/19/2014
LPL FINANCIAL LLC (SANTA ROSA CA)
CA
02/16/2001 - 09/08/2009
ASSOCIATED SECURITIES CORP. (SANTA ROSA CA)
MA
11/30/1995 - 02/20/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
AZ
11/19/1989 - 12/22/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
12/05/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/26/1984 - 12/06/1986
BENEFIT PLAN SECURITIES, INC.
NA
10/13/1980 - 11/21/1983
PLANNED INVESTMENTS INC.
NA
03/14/1972 - 07/06/1981
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
IA
Issued 10/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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