linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Frank Robert Muscarello

Maxim Group LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Frank? Claim Your Profile

About Frank Robert Muscarello

Frank Muscarello is a securities professional with over 30 years of experience in the financial services industry. Frank currently works with Maxim Group LLC and has been associated with the firm since October 2002. Prior to joining Maxim Group LLC, Frank worked with Investec Ernst & Company, Bluestone Capital Corp., Lehman Brothers Inc., J. T. Moran & Co., Inc., J. W. Gant & Associates, Inc., and Norbay Securities Inc. Frank has Series 7, Series 63, and SIE licenses and is currently registered with the following states: California, Connecticut, Florida, Georgia, Illinois, Louisiana, Maryland, Massachusetts, Missouri, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Puerto Rico, Tennessee, Texas, and Virginia.

Firm Information

Frank Muscarello is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Frank Muscarello’s Registration & Firm History

NY

10/23/2002 - Present

Maxim Group LLC (WOODBURY NY)

NY

11/13/2001 - 10/23/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

12/07/1993 - 11/09/2001

BLUESTONE CAPITAL CORP. (NEW YORK NY)

NY

05/02/1989 - 01/06/1994

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

01/01/1988 - 05/02/1989

J. T. MORAN & CO., INC.

NA

10/09/1986 - 02/02/1988

J. W. GANT & ASSOCIATES, INC.

NA

11/12/1987 - 11/27/1987

J. T. MORAN & CO., INC.

NA

12/17/1985 - 10/14/1986

NORBAY SECURITIES INC.

Not sure if Frank Robert Muscarello is right for you?

Licenses & Designations

BC

Issued 01/09/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Frank Robert Muscarello. Review regulatory record here.
Not sure if Frank Robert Muscarello is right for you?