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Frank Robert Lee

Aegis Capital Corp.

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About Frank Robert Lee

Frank Robert Lee is a financial advisor based in Melville, New York. He is currently registered with Aegis Capital Corp. Frank has been in the financial industry since 1995 and has experience with a wide range of clients. He has held previous positions with Paulson Investment Company, Inc., Gunnallen Financial, Inc, Investec Ernst & Company, Magnum Securities of New York Inc., Royce Investment Group, Inc., Kensington Wells Incorporated, and Continental Broker-Dealer Corp. Frank is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Frank Lee is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Lee’s Registration & Firm History

NY

03/01/2012 - Present

Aegis Capital Corp. (MELVILLE NY)

CT

01/04/2010 - 03/02/2012

PAULSON INVESTMENT COMPANY, INC. (ORANGE CT)

CT

10/10/2002 - 01/13/2010

GUNNALLEN FINANCIAL, INC (NEW HAVEN CT)

NY

01/03/2001 - 10/28/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

07/09/1999 - 02/16/2001

MAGNUM SECURITIES OF NEW YORK INC. (NEW YORK NY)

NY

10/24/1996 - 06/29/1999

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

NA

06/12/1995 - 11/19/1996

KENSINGTON WELLS INCORPORATED

NY

05/15/1995 - 06/09/1995

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

BC

Issued 05/30/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Frank Robert Lee. Review regulatory record here.
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