Unclaimed
Frank Robert Alessio is a financial professional with over 29 years of experience in the securities industry. Frank is currently registered with Cetera Investment Advisers LLC and has been a registered representative since 1994. Frank has held prior registrations with Securian Financial Services, Inc., New England Securities, Joseph Stevens & Company, L.P. and A.S. Goldmen & Co., Inc. Frank holds the Series 7, Series 26 and Series 63 securities licenses and is a Chartered Financial Consultant. Frank's areas of expertise include financial planning, pension consulting, and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/10/2023 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
12/09/2013 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
09/02/1994 - 12/13/2013
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
05/16/1994 - 06/03/1994
JOSEPH STEVENS & COMPANY, L.P. (BROOKLYN NY)
NJ
03/14/1994 - 05/05/1994
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BC
Issued 04/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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