Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Richard Petrilli is a financial professional with over 27 years of experience in the industry. Frank is currently registered as a Registered Representative (RR) with Osaic Institutions, Inc. in Larchmont, New York. Frank has held previous roles at various firms, including HSBC Securities (USA) Inc., Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Frank is a licensed securities professional in several states, including New York, New Jersey, and Connecticut. Frank's expertise and experience provide a broad range of financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/31/2023 - Present
Osaic Institutions, Inc. (Larchmont NY)
NY
06/14/2021 - 06/27/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/28/2013 - 06/28/2021
HSBC SECURITIES (USA) INC. (SCARSDALE NY)
NY
01/05/2012 - 05/13/2013
PEOPLE'S SECURITIES, INC. (SCARSDALE NY)
NJ
10/23/2009 - 01/03/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GLEN ROCK NJ)
NJ
10/01/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (GLEN ROCK NJ)
NJ
04/18/2006 - 03/15/2007
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NE
10/01/2004 - 03/02/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NE
09/25/1998 - 11/06/2002
ICAPITAL MARKETS LLC (OMAHA NE)
NJ
12/10/1999 - 10/30/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
10/23/1996 - 08/07/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
06/27/1994 - 09/11/1995
WASHINGTON DISCOUNT BROKERAGE CORP. (NEW YORK NY)
NA
05/01/1992 - 06/24/1994
WATERHOUSE SECURITIES, INC.
NY
01/07/1992 - 03/26/1992
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
MN
10/07/1991 - 01/07/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/07/1991 - 01/07/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/12/1996
Series 4 - Registered Options Principal Examination
BC
Issued 11/04/1996
Series 24 - General Securities Principal Examination
BC
Issued 11/08/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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