Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Richard Nickey is a registered representative with Cetera Investment Advisers LLC. Frank has been in the industry since April 2001. Frank has worked with other firms including CUSO Financial Services, L.P., Wells Fargo Advisors Financial Network, LLC, RBC Capital Markets, LLC, J. B. Hanauer & Co., Cardinal Capital Management, Inc., and R.K. Grace & Company. Frank holds Series 63, 66, 7 and SIE licenses. Frank is licensed in Virginia and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
01/05/2022 - Present
Cetera Investment Advisers LLC (NEW PORT NEWS VA)
VA
08/14/2019 - 12/22/2021
CUSO FINANCIAL SERVICES, L.P. (Newport News VA)
FL
10/09/2014 - 04/03/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (FORT LAUDERDALE FL)
FL
10/09/2009 - 11/04/2014
RBC CAPITAL MARKETS, LLC (FORT LAUDERDALE FL)
FL
09/10/2002 - 10/09/2009
J. B. HANAUER & CO. (PLANTATION FL)
FL
02/02/2001 - 09/09/2002
CARDINAL CAPITAL MANAGEMENT, INC. (MIAMI FL)
FL
11/16/2000 - 05/03/2001
R.K. GRACE & COMPANY (MIAMI FL)
BOTH
Issued 7/8/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/6/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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