Unclaimed
Frank Mitchell is a financial professional with over 20 years of experience in the industry. Frank is currently registered with Madison Avenue Securities, LLC, and is located in the San Diego, California branch office. Frank has held previous positions with Parkland Securities, LLC and Sigma Financial Corporation. Frank is a licensed Series 6, 7, 24, 63, and 65 representative. Frank specializes in serving individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/03/2019 - Present
Madison Avenue Securities, LLC (SAN DIEGO CA)
HI
09/17/2013 - 12/02/2019
PARKLAND SECURITIES, LLC (HONOLULU HI)
MI
07/18/2013 - 03/01/2019
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
MI
06/02/1997 - 11/20/2009
SIGMA FINANCIAL CORPORATION (CLINTON TOWNSHIP MI)
GA
03/06/1996 - 04/01/1997
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 05/01/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/05/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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