Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Richard Emery is a financial advisor with over 30 years of experience in the financial services industry. Frank has a strong background in investment advisory and brokerage services and is currently registered with Cetera Investment Advisers LLC. Previously, Frank was registered with Voya Financial Advisors, Inc., Sagepoint Financial, Inc., and Locust Street Securities, Inc. Frank holds the Series 6, 62, and 63 securities licenses, as well as the Series 65 investment advisor license. Frank offers a range of financial services, including financial planning, portfolio management for businesses and individuals, and pension consulting. Frank provides services to high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/29/2023 - Present
Cetera Investment Advisers LLC (Spotsylvania VA)
VA
04/08/2016 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Spotsylvania VA)
VA
11/19/2014 - 04/12/2016
SAGEPOINT FINANCIAL, INC. (SPOTSYLVANIA VA)
VA
01/01/2004 - 11/21/2014
VOYA FINANCIAL ADVISORS, INC. (SPOTSYLVANIA VA)
IA
08/27/1998 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MN
02/15/1994 - 09/02/1998
FORTIS INVESTORS, INC. (OAKDALE MN)
NA
10/29/1985 - 04/21/1987
MOUNT VERNON EQUITY SALES, INC.
IA
Issued 05/09/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2001
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 02/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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