Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Reynolds is a financial professional with over 6 years of experience in the industry. Frank is a registered representative and principal with HSBC Securities (USA) Inc., where Frank has been employed since September 2018. Prior to joining HSBC Securities (USA) Inc., Frank worked at Ernst & Young Capital Advisors, LLC, and Nomura Securities International, Inc.. Frank holds the Series 7, Series 24, Series 63, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
09/05/2018 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
08/29/2017 - 08/20/2018
ERNST & YOUNG CAPITAL ADVISORS, LLC (NEW YORK NY)
NY
04/20/2012 - 09/18/2015
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 04/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/19/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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