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Frank Raymond Hammond

Piper Sandler & Co.

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About Frank Raymond Hammond

Frank Hammond is a financial professional with over 30 years of experience in the industry. Frank is currently registered with Piper Sandler & Co., and has previously held positions with CANTOR FITZGERALD & CO., J.P. MORGAN SECURITIES LLC, and J.P. MORGAN SECURITIES INC. Frank holds multiple licenses and certifications, including Series 7, Series 52, Series 53, Series 79, and SIE. Frank specializes in providing analytical reports and public finance consulting programs, primarily to state and municipal government entities.

Firm Information

Frank Hammond is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Hammond’s Registration & Firm History

FL

12/14/2021 - Present

Piper Sandler & Co. (Satellite Beach FL)

FL

12/17/2012 - 11/24/2021

CANTOR FITZGERALD & CO. (MELBOURNE FL)

NY

10/01/2008 - 06/21/2012

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

05/01/2001 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

07/20/1992 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

07/02/1990 - 05/22/1992

J.J. KENNY DRAKE, INC. (NEW YORK NY)

NJ

04/12/1990 - 06/07/1990

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

04/24/1989 - 08/03/1989

J.J. KENNY DRAKE, INC. (NEW YORK NY)

NY

08/28/1985 - 04/24/1989

CLIFFORD DRAKE & COMPANY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/24/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Frank Raymond Hammond. Review regulatory record here.
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