Unclaimed
Frank R. Tenteromano is a financial professional with over 17 years of experience in the industry. Frank is currently registered with J.p. Morgan Securities LLC, and has previously worked with several other firms, including CHASE INVESTMENT SERVICES CORP., WAMU INVESTMENTS, INC., CITICORP INVESTMENT SERVICES, GUNNALLEN FINANCIAL, INC, and BERNARD, RICHARDS SECURITIES, INC.. Frank holds the Series 7, Series 63, Series 65, and SIE licenses. Frank's specializations include providing financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisors. Frank is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/23/2013 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
05/03/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (NEW YORK NY)
NY
07/12/2006 - 02/12/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
01/20/2006 - 03/24/2006
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
NY
10/31/2005 - 12/20/2005
BERNARD, RICHARDS SECURITIES, INC. (NEW YORK NY)
IA
Issued 12/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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