Unclaimed
Frank R. Abigana is a financial advisor at Cetera Investment Advisers LLC. Frank has been in the financial services industry since 2011 and is registered in California. He has passed several industry exams, including Series 6, 7, 63, 65, and SIE. Frank specializes in providing financial planning, portfolio management, and pension consulting services. He is also the owner of Frank Raymond Inc., a firm providing tax and financial services. Cetera Investment Advisers LLC is a firm with over 423,000 client accounts and over $104 billion in assets under management. Frank specializes in serving high-net-worth individuals, pension plans, and businesses.
LIVERMORE, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/02/2022 - Present
Cetera Investment Advisers LLC (LIVERMORE CA)
CA
07/22/2011 - 12/07/2022
AVANTAX INVESTMENT SERVICES, INC. (Livermore CA)
IA
Issued 2/6/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/4/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/20/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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