Unclaimed
Frank Powell is a financial advisor with LPL Financial LLC. Frank has been in the financial services industry since June 2, 1986 and has a wide range of experience and expertise. Frank is registered to provide investment advice in 29 states and is a registered representative in Tennessee and Texas. Frank has earned several licenses including Series 63, Series 66, Series 7 and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/03/2024 - Present
LPL Financial LLC (SIGNAL MTN TN)
TN
11/19/1989 - 04/05/2024
OSAIC WEALTH, INC. (SIGNAL MOUNTAIN TN)
NA
11/24/1989 - 12/08/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/03/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BOTH
Issued 08/20/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/24/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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