Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Mah is a financial advisor with over 30 years of experience in the financial services industry. Frank is currently registered with Transnational Capital Corp. Prior to joining Transnational Capital Corp., Frank was previously employed at several other firms including Starlight Investments, LLC, SG Cowen Securities Corporation, Credit Lyonnais Securities (USA), Inc., ING BARING FURMAN SELZ LLC, ING BARING (U.S.) SECURITIES, INC., Nomura Securities International, Inc., Lehman Brothers Inc., CITICORP SECURITIES MARKETS, INC., and Donaldson, Lufkin & Jenrette Securities Corporation. Frank holds the Series 7, Series 24, Series 63, Series 79 and SIE licenses. Frank is registered in New York and has a BC scope.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/26/2010 - Present
Transnational Capital Corp. (NEW YORK NY)
NY
05/17/2004 - 05/02/2008
STARLIGHT INVESTMENTS, LLC (NEW YORK NY)
NY
11/02/2000 - 06/11/2002
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
10/28/1999 - 11/09/2000
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
07/01/1997 - 11/13/1998
ING BARING FURMAN SELZ LLC (NEW YORK NY)
NY
01/05/1998 - 07/01/1998
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NY
08/09/1994 - 05/16/1997
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/11/1992 - 07/20/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/21/1990 - 06/23/1992
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
NJ
10/22/1986 - 05/08/1990
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 09/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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