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Frank Pierre Gusmano

Osaic Wealth, Inc.

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About Frank Pierre Gusmano

Frank Pierre Gusmano is a registered investment advisor representative with Osaic Wealth, Inc. located in Huntington Station, NY. Frank has been in the financial services industry since March 11, 1998. Frank has 11 active state registrations and is a registered representative with FINRA.

Firm Information

Frank Gusmano is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Gusmano’s Registration & Firm History

NY

01/24/2025 - Present

Osaic Wealth, Inc. (HUNTINGTON STATION NY)

NY

05/08/2007 - 09/25/2008

METLIFE SECURITIES INC. (HAUPPAUGE NY)

NY

03/09/1998 - 05/04/2007

VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/01/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2006

Series 14A - Compliance Official Specialist Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2002

Series 21 - NYSE Front Line Specialist Clerk

BC

Issued 06/22/1999

Series 25 - NYSE Trading Assistant Examination

BC

Issued 06/30/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Frank Pierre Gusmano. Review regulatory record here.
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