Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Piacente is a financial advisor registered with LPL Financial LLC, located in Rochester, New York. Frank has been in the financial services industry since 2009 and has experience with a variety of firms, including NYLIFE Securities LLC, MML Investors Services, LLC, and Hornor, Townsend & Kent, LLC. Frank is a Series 6, 7, 24, 63, and 66 licensed advisor. Frank provides financial planning, portfolio management, pension consulting, and other advisory services to individuals, businesses, and institutions. Frank also offers non-variable insurance trails. Frank is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
09/03/2024 - Present
LPL Financial LLC (ROCHESTER NY)
NY
12/22/2022 - 08/27/2024
NYLIFE SECURITIES LLC (Victor NY)
NY
07/29/2020 - 08/09/2022
MML INVESTORS SERVICES, LLC (ROCHESTER NY)
NY
07/05/2017 - 07/21/2020
HORNOR, TOWNSEND & KENT, LLC (ROCHESTER NY)
NY
12/24/2009 - 06/28/2017
NYLIFE SECURITIES LLC (FAIRPORT NY)
NY
01/23/2009 - 12/16/2009
FIRST INVESTORS CORPORATION (ROCHESTER NY)
BOTH
Issued 11/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2017
Series 7 - General Securities Representative Examination
BC
Issued 01/22/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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