Unclaimed
Frank Phillip Gioe is a financial professional with over a decade of experience in the financial services industry. Frank is currently registered with Thrivent Investment Management Inc. as a Registered Representative and Investment Advisor Representative. Frank has previously held positions at Empower Financial Services, Inc. and Thrivent Financial For Lutherans. Frank has passed several industry exams including the Series 7, Series 6, Series 63, and Series 65 examinations, as well as the Securities Industry Essentials Examination. Frank is also registered in Illinois as an Investment Advisor Representative and a Registered Representative. Frank's specialties include Financial Planning and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
10/06/2023 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
CO
12/20/2022 - 08/31/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
IL
11/19/2012 - 12/13/2022
THRIVENT INVESTMENT MANAGEMENT INC. (LIBERTYVILLE IL)
IA
Issued 04/20/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/17/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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