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Frank Peter Yany

Wells Fargo Clearing Services, LLC

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About Frank Peter Yany

Frank Peter Yany is an active investment advisor representative. Frank is registered with Wells Fargo Clearing Services, LLC. Frank is a registered investment advisor in New Jersey, Pennsylvania and Texas. He holds Series 63, 65 and 7 licenses along with the SIE exam. Frank has been in the financial services industry since 1996. He is a licensed investment advisor representative for Wells Fargo Clearing Services, LLC. He has worked in the industry for over 20 years. Frank has been registered as a licensed investment advisor representative with Wells Fargo Clearing Services, LLC. in New Jersey since 2010, Pennsylvania since 2005 and Texas since 2017. He is a registered investment advisor representative in multiple states and is a qualified advisor.

Firm Information

Frank Yany is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Yany’s Registration & Firm History

NJ

09/18/2017 - Present

Wells Fargo Clearing Services, LLC (FLANDERS NJ)

NY

10/05/2000 - 09/29/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/03/1997 - 10/10/2000

BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)

NY

02/28/1996 - 01/06/1997

LAIDLAW EQUITIES, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/19/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/12/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Frank Peter Yany.
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