Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Tortorici is a registered investment advisor representative of UBS Financial Services Inc. Frank has been in the financial services industry since 1980. Previously, Frank worked for firms such as MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Frank's current firm has more than $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (MELVILLE NY)
NY
06/01/2009 - 10/05/2012
MORGAN STANLEY SMITH BARNEY (MELVILLE NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HAUPPAUGE NY)
NA
07/20/1989 - 07/31/1993
LEHMAN BROTHERS INC.
NY
10/17/1983 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/08/1988 - 07/18/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
12/17/1981 - 10/21/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
05/22/1980 - 01/05/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
BC
Issued 06/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1981
Series 5 - Interest Rate Options Examination
BC
Issued 05/17/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Frank Tortorici is the right advisor for you? Invested Better is here to help.
