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Frank Peter Ferrelli

Franklin Distributors, LLC

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About Frank Peter Ferrelli

Frank Peter Ferrelli is a financial professional with over 35 years of experience in the securities industry. Frank is currently registered with Franklin Distributors, LLC and has a Series 6, Series 7, SIE and Series 99TO license. Frank was previously registered with PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP.

Firm Information

Frank Ferrelli is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Ferrelli’s Registration & Firm History

MA

07/26/2024 - Present

Franklin Distributors, LLC (Boston MA)

MA

09/25/1987 - 07/29/2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Boston MA)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2015

Series 7 - General Securities Representative Examination

BC

Issued 09/24/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Peter Ferrelli.
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