Unclaimed
Frank Peter Ferrelli is a financial professional with over 35 years of experience in the securities industry. Frank is currently registered with Franklin Distributors, LLC and has a Series 6, Series 7, SIE and Series 99TO license. Frank was previously registered with PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/26/2024 - Present
Franklin Distributors, LLC (Boston MA)
MA
09/25/1987 - 07/29/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Boston MA)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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