Unclaimed
Frank Peter Diulus is a financial professional who has been in the industry since 1983. Frank is currently registered with Cadaret, Grant & CO., Inc. as a registered representative. Frank is also licensed to sell insurance and devotes approximately 40% of their time to this activity. Frank offers a variety of financial products and services to clients, including financial planning, portfolio management, and insurance sales. Frank is committed to providing clients with personalized financial advice and guidance. Frank is licensed to provide services in Connecticut, Florida, New York, North Carolina, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/04/2021 - Present
Cadaret, Grant & CO., Inc. (EAST AMHERST NY)
DE
05/18/2004 - 11/29/2004
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MA
07/17/2001 - 12/31/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/17/2001 - 12/31/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
06/14/2001 - 07/20/2001
CADARET, GRANT & CO., INC. (SYRACUSE NY)
TX
01/11/1999 - 07/03/2001
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
02/15/1982 - 07/03/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NY
11/15/1981 - 12/06/1991
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 09/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/08/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/16/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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