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Frank Persampieri

Equitable Distributors, LLC

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About Frank Persampieri

Frank Persampieri is a financial professional with over 20 years of experience in the industry. Frank is currently registered with Equitable Distributors, LLC. Frank has held previous positions with CETERA FINANCIAL SPECIALISTS LLC, CETERA ADVISOR NETWORKS LLC, VOYA FINANCIAL ADVISORS, INC., CROSSMARK DISTRIBUTORS, INC., SENTINEL FINANCIAL SERVICES COMPANY, LEGG MASON INVESTOR SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., DIVERSIFIED INVESTORS SECURITIES CORP., ALLIANCE FUND DISTRIBUTORS, INC., FIRST UNION SECURITIES, INC., FIRST UNION BROKERAGE SERVICES, INC., DIVERSIFIED INVESTORS SECURITIES CORP., J.P. TURNER & COMPANY, L.L.C., and ARGENT SECURITIES, INC.

Firm Information

Frank Persampieri is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Persampieri’s Registration & Firm History

NC

03/20/2023 - Present

Equitable Distributors, LLC (Charlotte NC)

IL

06/29/2022 - 02/22/2023

CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)

CA

06/09/2021 - 09/05/2022

CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)

CT

08/20/2019 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

TX

11/16/2017 - 08/22/2019

CROSSMARK DISTRIBUTORS, INC. (HOUSTON TX)

VT

11/06/2014 - 10/27/2017

SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)

CT

12/01/2005 - 11/24/2014

LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)

NY

01/24/2005 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

02/26/2002 - 08/16/2004

DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)

TN

01/10/2001 - 02/12/2002

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

MO

10/01/2000 - 12/15/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

07/07/2000 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NY

02/12/1998 - 03/02/2000

DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)

GA

08/13/1997 - 12/03/1997

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

GA

05/28/1997 - 08/12/1997

ARGENT SECURITIES, INC. (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 09/08/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/09/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Persampieri.
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