Unclaimed
Frank Persampieri is a financial professional with over 20 years of experience in the industry. Frank is currently registered with Equitable Distributors, LLC. Frank has held previous positions with CETERA FINANCIAL SPECIALISTS LLC, CETERA ADVISOR NETWORKS LLC, VOYA FINANCIAL ADVISORS, INC., CROSSMARK DISTRIBUTORS, INC., SENTINEL FINANCIAL SERVICES COMPANY, LEGG MASON INVESTOR SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., DIVERSIFIED INVESTORS SECURITIES CORP., ALLIANCE FUND DISTRIBUTORS, INC., FIRST UNION SECURITIES, INC., FIRST UNION BROKERAGE SERVICES, INC., DIVERSIFIED INVESTORS SECURITIES CORP., J.P. TURNER & COMPANY, L.L.C., and ARGENT SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/20/2023 - Present
Equitable Distributors, LLC (Charlotte NC)
IL
06/29/2022 - 02/22/2023
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
CA
06/09/2021 - 09/05/2022
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CT
08/20/2019 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
TX
11/16/2017 - 08/22/2019
CROSSMARK DISTRIBUTORS, INC. (HOUSTON TX)
VT
11/06/2014 - 10/27/2017
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
CT
12/01/2005 - 11/24/2014
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
01/24/2005 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/26/2002 - 08/16/2004
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
TN
01/10/2001 - 02/12/2002
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
MO
10/01/2000 - 12/15/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/07/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
02/12/1998 - 03/02/2000
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
GA
08/13/1997 - 12/03/1997
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
GA
05/28/1997 - 08/12/1997
ARGENT SECURITIES, INC. (ATLANTA GA)
BOTH
Issued 09/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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