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Frank Patrick Ianni

W & S Brokerage Services, Inc.

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About Frank Patrick Ianni

Frank Ianni is a Registered Representative with W&S Brokerage Services, Inc. Frank has been in the industry since 2017 and has passed the Securities Industry Essentials Examination, Investment Company Products/Variable Contracts Representative Examination and the Uniform Securities Agent State Law Examination. Frank is registered in Indiana, Illinois and Ohio. Frank specializes in providing financial advice to individuals and can help with the selection of other advisors.

Firm Information

Frank Ianni is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Ianni’s Registration & Firm History

IN

09/22/2017 - Present

W&S Brokerage Services, Inc. (Columbus IN)

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Licenses & Designations

BC

Issued 11/08/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Frank Patrick Ianni. Review regulatory record here.
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