Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Anderes is an active investment advisor representative with Kovack Advisors, Inc., located in Fresno, CA. Frank has been in the financial services industry for over 35 years. Frank has held previous positions with LPL FINANCIAL LLC, PIPER JAFFRAY & CO., PRUDENTIAL SECURITIES INCORPORATED, DEAN WITTER REYNOLDS INC., and LEHMAN BROTHERS INC. Frank has a series 3, series 7, series 63, and series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/08/2015 - Present
Kovack Advisors, Inc. (FRESNO CA)
CA
03/27/2006 - 03/30/2015
LPL FINANCIAL LLC (FRESNO CA)
CA
12/04/2000 - 04/03/2006
PIPER JAFFRAY & CO. (FRESNO CA)
NY
06/03/1997 - 12/06/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/13/1993 - 07/01/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
04/11/1988 - 04/26/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/26/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 03/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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