Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank P. Novel is a financial advisor with over 15 years of experience in the financial services industry. Frank is currently registered with Metropolitan Capital Investment Banc, Inc., and has previously held a position with GAR WOOD SECURITIES, LLC. Frank holds a Series 7, Series 24, Series 62, and Series 63 licenses. Frank is a registered representative in Illinois, Indiana, Florida, and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
08/12/2009 - Present
Metropolitan Capital Investment Banc, Inc. (CHICAGO IL)
IL
04/16/2008 - 08/31/2009
GAR WOOD SECURITIES, LLC (CHICAGO IL)
BC
Issued 05/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/06/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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