Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Owings Smith is a financial advisor with over 30 years of experience in the financial services industry. Frank has worked with several well-known firms, including J.P. Morgan Securities LLC, Morgan Keegan & Company, Inc., SunTrust Investment Services, Inc., SunTrust Capital Markets, Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Salomon Smith Barney Inc., and Lehman Brothers Inc. Frank is currently a registered representative of Steward Partners Investment Advisory, LLC. Frank holds a variety of licenses and certifications, including Series 63, Series 65, Series 7, and SIE. Frank's specializations include retirement planning, college planning, estate planning, and investment management. Frank is dedicated to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
03/04/2024 - Present
Steward Partners Investment Advisory, LLC (Kennesaw GA)
GA
04/13/2012 - 03/02/2024
J.P. MORGAN SECURITIES LLC (ATLANTA GA)
GA
01/18/2008 - 04/13/2012
MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)
GA
06/27/2005 - 01/24/2008
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
10/08/2002 - 06/30/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NJ
02/21/1999 - 10/25/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
07/31/1993 - 03/02/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
09/11/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 9/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/9/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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