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Frank Oscar Curcio

Herbert J. Sims Capital Management, Inc.

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About Frank Oscar Curcio

Frank Oscar Curcio is a registered investment advisor representative of Herbert J. Sims Capital Management, Inc. and a registered representative of Herbert J. Sims Co., Inc. Frank has over 30 years of experience in the financial services industry. Frank is a highly experienced financial professional. He is committed to providing clients with personalized financial advice and investment strategies. Frank earned his Series 3, 7, 63 and 66 licenses. Frank is a member of the Financial Industry Regulatory Authority (FINRA).

Firm Information

Frank Curcio is currently registered with Herbert J. Sims Capital Management, Inc.. Herbert J. Sims Capital Management, Inc. is an investment advisor based in Fairfield, Connecticut. The firm provides portfolio management for individuals and businesses, as well as selection of other advisors. They manage over $146 million in assets for 333 clients, including high-net-worth individuals, charitable organizations, corporations, and individuals. They also participate in wrap fee programs.
Herbert J. Sims Capital Management, Inc.

2150 POST ROAD

FAIRFIELD, CT 06824

$146.68M

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Curcio’s Registration & Firm History

FL

09/21/2021 - Present

Herbert J. Sims Capital Management, Inc. (Jupiter FL)

FL

01/10/2017 - 12/24/2020

OPPENHEIMER & CO. INC. (PALM BEACH GARDENS FL)

FL

06/03/2014 - 12/13/2016

AMERIPRISE FINANCIAL SERVICES, INC. (PALM BEACH GARDENS FL)

NA

07/26/1994 - 09/13/1994

CITICORP SECURITIES, INC.

NA

06/08/1992 - 04/11/1994

FALCONWOOD SECURITIES CORPORATION

NA

01/11/1990 - 05/31/1990

FIRST EAGLE, INC.

NA

11/22/1989 - 01/20/1990

ANDERSON, BRYANT & CO.

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Licenses & Designations

BOTH

Issued 08/02/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/24/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/03/2014

Series 7 - General Securities Representative Examination

BC

Issued 03/25/1994

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Oscar Curcio.
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