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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Oliver Sloan is an investment advisor representative with EP Wealth Advisors, a firm headquartered in Torrance, California. Frank has over 20 years of experience in the financial services industry. Prior to joining EP Wealth Advisors, Frank was an investment advisor representative at Stephens Inc., UBS PaineWebber Inc., and several other firms. Frank is registered as an Investment Advisor Representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan advisory services & tax preparation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/17/2024 - Present
EP Wealth Advisors (TORRANCE CA)
TX
12/06/2002 - 04/02/2007
STEPHENS INC. (DALLAS TX)
NJ
08/14/2000 - 12/17/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
10/27/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
03/02/1998 - 10/13/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
03/03/1989 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
03/07/1986 - 03/15/1989
DEAN WITTER REYNOLDS INC.
NA
01/18/1984 - 02/24/1986
THOMSON MCKINNON SECURITIES INC.
NA
02/27/1984 - 02/12/1985
SCHNEIDER, BERNET & HICKMAN, INC.
NA
02/12/1975 - 02/13/1984
ROTAN MOSLE INC.
NA
06/01/1973 - 03/20/1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 04/30/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/11/1979
Series 4 - Registered Options Principal Examination
BC
Issued 12/19/1978
Series 40 - Registered Principal Examination
BC
Issued 09/05/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 06/04/1986
Series 3 - National Commodity Futures Examination
BC
Issued 05/23/1973
Series 1 - Registered Representative Examination
Active
Inactive
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