Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Nicklaus is a financial advisor with over 9 years of experience in the industry. Frank is currently registered with Guggenheim Securities, LLC, in New York. Frank has previously worked with Nomura Securities International, Inc. and Nomura Greentech Capital Advisors, LLC. Frank has passed Series 63, Series 7, Series 24, Series 79, and SIE exams. Frank is licensed in New York and is currently approved to provide financial advice in the state.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/28/2024 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
04/01/2020 - 03/12/2024
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
04/13/2015 - 04/05/2021
NOMURA GREENTECH CAPITAL ADVISORS, LLC (NEW YORK NY)
BC
Issued 07/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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