Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Dunlevy is a financial professional with over four decades of experience in the industry. Currently, Frank Dunlevy is registered with TD Securities (usa) LLC, located in New York, New York. Frank Dunlevy has been registered with TD Securities (usa) LLC since 3/5/2024. Frank Dunlevy is also a registered principal with the firm. Before joining TD Securities (usa) LLC, Frank Dunlevy was associated with Cowen and Company for almost three years, until 4/11/2024. Frank Dunlevy has held positions at several other firms, including Thomas Weisel Partners LLC, NationsBanc Montgomery Securities LLC, Montgomery Securities, and CS First Boston Corporation. Frank Dunlevy has held licenses in several states, including New York, California, and Washington D.C., and holds the Series 24 and Series 40 licenses. Frank Dunlevy passed the Securities Industry Essentials Examination in 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/05/2024 - Present
TD Securities (usa) LLC (New York NY)
DC
03/15/2021 - 04/11/2024
COWEN AND COMPANY (WASHINGTON DC)
CA
03/05/2004 - 08/15/2018
COWEN AND COMPANY (San Francisco CA)
CA
01/04/1999 - 03/01/2004
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
10/01/1997 - 11/09/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
03/22/1990 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
11/20/1978 - 02/07/1990
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 08/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 11/13/1978
Series 40 - Registered Principal Examination
BC
Issued 08/15/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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