Unclaimed
Frank Mignoni is a financial advisor who has been working in the industry since 2011. Frank is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and previously worked for WELLS FARGO ADVISORS, LLC. Frank holds Series 66, Series 7 and SIE licenses. Frank has experience with various financial products and services, including retirement planning, investment management, and portfolio management for individuals and businesses. Frank is registered to offer investment advisory services in several states, including Connecticut, Delaware, District of Columbia, Florida, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WILLINGBORO NJ)
PA
01/17/2011 - 11/27/2012
WELLS FARGO ADVISORS, LLC (YARDLEY PA)
BOTH
Issued 02/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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