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Frank Michael Trocchio

BMO Capital Markets Corp.

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About Frank Michael Trocchio

Frank Michael Trocchio is a financial professional with over 10 years of experience in the securities industry. Frank is currently registered with BMO Capital Markets Corp. and is licensed to conduct business in all 50 states and Puerto Rico. Frank has a strong background in investment banking, and has held previous positions with BMO Capital Markets GKST Inc. Frank holds the Series 7, Series 63, Series 79, and SIE licenses and is committed to providing clients with personalized financial guidance and strategies.

Firm Information

Frank Trocchio is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees for securities trading ideas and research

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Frank Trocchio’s Registration & Firm History

IL

03/17/2010 - Present

BMO Capital Markets Corp. (CHICAGO IL)

MN

10/05/2012 - 10/20/2015

BMO CAPITAL MARKETS GKST INC. (MINNEAPOLIS MN)

MN

09/15/2010 - 12/31/2010

BMO CAPITAL MARKETS GKST INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 04/16/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 03/16/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frank Michael Trocchio.
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