Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Oley has been in the financial services industry since August 1997. Frank is currently registered with Hornor, Townsend & Kent, LLC in Virginia and Florida as an Investment Advisor Representative. Frank previously worked at 1717 Capital Management Company and New England Securities. Frank holds Series 6, 63, 65 and SIE licenses and is currently licensed in Florida, Maryland, Nebraska, North Carolina, Rhode Island, and Virginia. Frank’s practice focuses on individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
VA
06/29/2007 - Present
Hornor, Townsend & Kent, LLC (MONTPELIER VA)
VA
04/11/2003 - 07/05/2007
1717 CAPITAL MANAGEMENT COMPANY (RICHMOND VA)
NY
08/27/2001 - 04/11/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
DE
07/28/1997 - 08/21/2001
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
IA
Issued 10/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Frank Oley is the right advisor for you? Invested Better is here to help.
