Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Laviano is a financial advisor with Wealthpenn.comllc. Frank has been in the financial services industry since July 13, 1993. Frank is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Frank previously worked at Wells Fargo Advisors, LLC, Prudential Securities Incorporated, PaineWebber Incorporated, J.C. Bradford & Co., GKN Securities Corp., D. Blech & Company, Incorporated, JW Charles Securities,INC., Josephthal Lyon & Ross Incorporated and Thomas James Associates, INC. Frank holds the following licenses: Series 63, Series 65 and Series 7. Frank has also passed the Securities Industry Essentials Examination. Frank is a registered representative of Wealthpenn.comllc and is a licensed investment advisor representative. Frank is registered with the following securities regulators: FINRA and the State of Connecticut. Frank specializes in providing investment advice to insurance companies, investment companies, charitable organizations, high net worth individuals, banking or thrift institutions, pension and profit sharing plans, corporations or other businesses and individuals other than high net worth. Frank also specializes in providing investment advice to state or municipal government entities. Frank offers a variety of financial services including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals and portfolio management for investment companies.
West Palm Beach, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/02/2020 - Present
Wealthpenn.comllc (West Palm Beach FL)
NY
07/01/2003 - 09/09/2010
WELLS FARGO ADVISORS, LLC (NEW CITY NY)
NY
10/02/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/14/2000 - 10/19/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/02/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
10/03/1994 - 01/02/1998
GKN SECURITIES CORP. (NEW YORK NY)
NY
03/21/1994 - 10/27/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
FL
09/30/1994 - 10/24/1994
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
NY
09/26/1994 - 10/04/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
07/14/1993 - 03/29/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 12/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Frank Laviano is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
