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Frank Michael Gaertner

Northland Securities, Inc.

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About Frank Michael Gaertner

Frank Gaertner is a financial advisor with Northland Securities, Inc. located in Minneapolis, Minnesota. Frank has been in the industry since 1986. Frank offers a wide range of services, including financial planning, selection of other advisors, and portfolio management for individuals. Frank has a strong track record of success and is committed to providing his clients with the highest level of service.

Firm Information

Frank Gaertner is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Negotiated

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Frank Gaertner’s Registration & Firm History

MN

03/27/2007 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

MN

07/21/2006 - 03/15/2007

NORTH AMERICAN CAPITAL MARKETS, LLC (MINNEAPOLIS MN)

MN

01/30/2002 - 08/29/2006

NORTH AMERICAN CAPITAL MARKETS, INC. (MINNEAPOLIS MN)

MN

01/01/2001 - 01/23/2002

MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)

MN

01/03/1997 - 01/01/2001

MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)

MN

10/03/1994 - 01/03/1997

JURAN & MOODY, INC. (ST. PAUL MN)

MN

09/10/1996 - 09/18/1996

JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)

MN

09/16/1986 - 10/03/1994

PARK INVESTMENT CORPORATION (MINNEAPOLIS MN)

NA

02/04/1986 - 05/08/1986

FIRST INVESTORS CORPORATION

NA

10/26/1984 - 12/05/1984

WADDELL & REED, INC.

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Licenses & Designations

BC

Issued 01/17/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Frank Michael Gaertner. Review regulatory record here.
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