Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Michael Alecci has been in the financial services industry since 1968. Frank Alecci is currently registered with UBS Financial Services Inc. in Paramus, New Jersey and has been with the firm since 2016. Prior to joining UBS Financial Services Inc., Frank Alecci worked at MORGAN STANLEY, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., DEAN WITTER & CO. INCORPORATED. Frank Alecci has a total of 10 approved SRO registrations, 1 approved FINRA registration, 5 approved state registrations, and 1 approved IA state registration. Frank Alecci holds the following licenses: Series 63, Series 65, Series 40, Series 7TO, SIE, Series 5, and Series 1. Frank Alecci is a Registered Representative and Investment Adviser Representative. Frank Alecci is affiliated with the following SROs: FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
06/07/2016 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NJ
06/01/2009 - 06/17/2016
MORGAN STANLEY (PARAMUS NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PARAMUS NJ)
NJ
02/24/1978 - 04/02/2007
MORGAN STANLEY DW INC. (PARAMUS NJ)
NA
05/16/1973 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
11/01/1968 - 05/16/1973
DEAN WITTER & CO. INCORPORATED
IA
Issued 05/16/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/1972
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/05/1968
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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