Unclaimed
Frank Mastrosimone is a financial advisor who has been in the industry since 1976. Frank is registered with LPL Enterprise, LLC and is licensed to provide financial advice in New Jersey, Florida, New York and other states. Frank has a wide range of experience in the industry and has worked with a number of firms including Royal Alliance Associates, Inc. and Financial Network Investment Corporation. Frank provides financial planning services, portfolio management for individuals and businesses, and educational seminars. Frank also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/14/2024 - Present
LPL Enterprise, LLC (BASKING RIDGE NJ)
NJ
01/20/2004 - 01/06/2020
ROYAL ALLIANCE ASSOCIATES, INC. (WEST ORANGE NJ)
CA
05/23/1989 - 01/16/2004
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
03/05/1986 - 05/23/1989
PENNSYLVANIA SECURITIES COMPANY
NA
12/07/1984 - 02/20/1986
GREENTREE SECURITIES CORP.
NA
11/12/1976 - 04/05/1979
BOND, RICHMAN & CO., INC.
NA
04/14/1975 - 12/09/1976
PHILIPS, APPEL & WALDEN, INC.
NA
03/08/1971 - 05/10/1975
MAYFLOWER SECURITIES CO., INC.
NA
07/16/1973 - 12/27/1974
MAYHILL AGENCY, INC.
IA
Issued 05/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Frank Mastrosimone is the right advisor for you? Invested Better is here to help.