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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Pieper is a financial advisor with Independent Financial Group, LLC, based in Carmel, CA. Frank has over 30 years of experience in the financial services industry, specializing in providing financial planning and investment management services. He has a strong understanding of various financial products and services, and a commitment to helping clients achieve their financial goals. Frank holds Series 6 and 63 securities licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/15/2022 - Present
Independent Financial Group, LLC (CARMEL CA)
CA
05/01/2008 - 07/15/2022
NPB FINANCIAL GROUP, LLC (CARMEL CA)
CA
05/01/2000 - 05/02/2008
NATIONAL PLANNING CORPORATION (CARMEL CA)
MA
06/12/1993 - 06/20/2000
ASSOCIATED SECURITIES CORP. (BOSTON MA)
CT
06/07/1993 - 07/07/1993
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
04/25/1991 - 06/07/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BC
Issued 03/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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