Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Marion Currie is a registered representative with Calton & Associates, Inc., a financial services firm headquartered in Tampa, Florida. Frank is licensed to provide investment advisory services in California, Colorado, Florida, New Jersey, New Mexico, New York, South Carolina, Texas and Virginia. Frank has over 30 years of experience in the financial industry and specializes in providing a range of services, including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
11/13/2017 - Present
Calton & Associates, Inc. (Houston TX)
TX
06/29/2001 - 11/09/2017
IMS SECURITIES, INC. (HOUSTON TX)
TX
11/04/1996 - 06/20/2001
TRI-STAR FINANCIAL (HOUSTON TX)
NY
02/07/1990 - 06/15/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/17/1989 - 02/06/1990
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
NA
01/27/1988 - 03/01/1989
WESTCAP GOVERNMENT SECURITIES, INC.
NA
01/06/1988 - 03/01/1989
WESTCAP SECURITIES, INC.
NA
05/22/1986 - 01/27/1988
DOVER GROUP, INC.
NA
03/02/1984 - 05/16/1985
J. L. WATSON SECURITIES, INC.
BC
Issued 11/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/29/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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