Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Maiorano is a financial advisor who has been active in the industry since 1989. Frank is currently registered with Baron Capital, Inc. in New York, NY. Frank has worked at several firms throughout his career including TCADVISORS NETWORK INC., NUVEEN INVESTMENTS, LLC, CHARLES SCHWAB & CO., INC., LEGG MASON WOOD WALKER, INCORPORATED and THE PINNACLE GROUP, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/04/2012 - Present
Baron Capital, Inc. (NEW YORK NY)
CO
09/15/2011 - 12/16/2011
TCADVISORS NETWORK INC. (CENTENNIAL CO)
GA
10/12/2001 - 10/01/2008
NUVEEN INVESTMENTS, LLC (NORCROSS GA)
TX
11/23/1990 - 10/01/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MD
08/24/1988 - 10/22/1990
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
07/30/1986 - 08/29/1988
THE PINNACLE GROUP, INC.
BC
Issued 02/22/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/13/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/2010
Series 24 - General Securities Principal Examination
BC
Issued 12/14/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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